Our clients are served by Retirement Plan Advisory Group (RPAG), a technology partner with $300 billion in 401(k) and pension assets under influence across 30,000 retirement plans serving 425 member firms.

Registered Investment Advisory services under the Securities Act of 1940 are provided through KMS Financial Services, Inc., serving investors since 1971 through 300 affiliated investment professionals. KMS advises $2.8 billion in retirement plan assets with $14 billion in combined assets under influence, and is a wholly owned subsidiary of Ladenburg Thalmann, established in 1876. Ladenburg Thalmann provides diversified financial services supporting 4,000 investment professionals with $85 billion in client assets and delivers institutional products, services and financial solutions including:

  • Wealth management and asset management expertise provided through Ladenburg Thalmann Asset Management (LTAM).

  • Investment banking, syndicate and capital market products, fixed income trading and equity research provided through Ladenburg Thalmann & Company (LTCO), a member of the NYSE since 1879.

  • Complex insurance planning provided through Highland Capital Brokerage.

  • Trust and estate planning solutions provided through Premier Trust.

We custody retirement plan client assets through Charles Schwab Trust Company, TD Ameritrade, Wilmington Trust (M&T Bank), Vanguard, Wells Fargo and other leading institutional retirement plan custodians.

Private wealth management client assets custody through Charles Schwab or Pershing, LLC, a subsidiary of Bank of New York Mellon Company.